The warning list is to inform the public of companies that we do not recommend to trade with, following numerous reports and complaints filed by customers regarding these non-member firms.

We strongly encourage public to provide us information about fraud or wrongdoing, which may include the conduct listed below:

Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program

Theft or misappropriation of funds

Fraudulent or unlicensed offering

False or misleading statements about a company

Other fraudulent conduct

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